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Securities License Prep Material

There are no pre-license requirements for securities licensing

SERIES 6 EXAM

Mutual Fund and Annuity Representative
Completion of this exam allows you to conduct business in both investment company and variable contract products.

Preferred Vendor:
Exam FX– Series 6 (Series 63 is included) material base price: $139.95. For more information and options, please click on this link:

SERIES 7 EXAM

General Securities Representative
This exam focuses on the tools and concepts you need in order to buy/sell securities traded in the U.S.

Preferred Vendor:
Exam FX– Series 7 material base price: $249.95. For more information and options, please click on this link:

ExamFX – Online Courses • Exam Prep Software • Textbooks

SERIES 24 EXAM

General Securities Principal (GP)
Focuses on NASD regulations, brokerage office operations, and other supervisory concerns required in order for an individual to manage or supervise branch activities.

Preferred Vendor:
Exam FX– Series 24 material base price: $139.95. For more information and options, please click on this link:

ExamFX – Online Courses • Exam Prep Software • Textbooks

SERIES 26 EXAM

Investment Co/Variable Contracts
An exam required for an individual wishing to act as a principal for investment companies and annuity activities.

Preferred Vendor:
Exam FX– Series 26 material base price: $139.95. For more information and options, please click on this link:

ExamFX – Online Courses • Exam Prep Software • Textbooks

SERIES 63 EXAM

Uniform Securities Agent State Law
Completion of this exam is necessary for you to solicit orders for any type of security in a specific state.

Preferred Vendor:
Exam FX– Series 63 (included with Series 6) material base price: $139.95. For more information and options, please click on this link:

ExamFX – Online Courses • Exam Prep Software • Textbooks

SERIES 65 EXAM

Uniform Investment Advisor Law Examination
An exam that qualifies a finance professional to become an investment advisor representative.

Preferred Vendor:
Exam FX– Series 66 material base price: $199.95. For more information and options, please click on this link:

ExamFX – Online Courses • Exam Prep Software • Textbooks

SERIES 66 EXAM

Uniform Combined State Law Equivalent to a combination of both the Series 63 and Series 65 exams, completion of this exam will qualify an individual to register as an Investment Advisor Representative.

Preferred Vendor:
Exam FX– Series 66 material base price: $199.95. For more information and options, please click on this link:

ExamFX – Online Courses • Exam Prep Software • Textbooks

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