Securities License Prep Material

There are no pre-license requirements for securities licensing

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Mutual Fund and Annuity Representative Completion of this exam allows you to conduct business in both investment company and variable contract products.
Preferred Vendor:

Exam FX– Series 6 (Series 63 is included) material base price: $139.95. For more information and options, please click on this link:

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General Securities Representative This exam focuses on the tools and concepts you need in order to buy/sell securities traded in the U.S.
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Exam FX– Series 7 material base price: $249.95. For more information and options, please click on this link:
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General Securities Principal (GP) Focuses on NASD regulations, brokerage office operations, and other supervisory concerns required in order for an individual to manage or supervise branch activities.
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Exam FX– Series 24 material base price: $139.95. For more information and options, please click on this link:
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Investment Co/Variable Contracts An exam required for an individual wishing to act as a principal for investment companies and annuity activities.
Preferred Vendor:
Exam FX– Series 26 material base price: $139.95. For more information and options, please click on this link:
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Uniform Securities Agent State Law Completion of this exam is necessary for you to solicit orders for any type of security in a specific state.
Preferred Vendor:
Exam FX– Series 63 (included with Series 6) material base price: $139.95. For more information and options, please click on this link:
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Uniform Investment Advisor Law Examination An exam that qualifies a finance professional to become an investment advisor representative.
Preferred Vendor:
Exam FX– Series 66 material base price: $199.95. For more information and options, please click on this link:
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Uniform Combined State Law Equivalent to a combination of both the Series 63 and Series 65 exams, completion of this exam will qualify an individual to register as an Investment Advisor Representative.
Preferred Vendor:
Exam FX– Series 66 material base price: $199.95. For more information and options, please click on this link:

 



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Securities sales agents help their clients buy and sell stocks, bonds, mutual funds, annuities, as well as other investments and financial products. The demand for investment products and advice continues to grow as people look for ways to diversify their savings and protect their retirement, especially in this volatile economy.

  • Securities Sales agents assist clients in the buying and selling of stocks and bonds or mutual fund shares, annuities, and other investments and financial products.
  • Many insurance agents obtain their securities license in order to be able to offer more comprehensive financial planning services to their clients.
  • The demand for investment products and advice continues to grow as people look for ways to diversify their savings and retirement strategies.

Our innovative, new study tools and materials are designed to work in combination with each other to:

  • Make your prep-time more productive.
  • Study where and when you want.
  • Reduce study time.
  • Help you understand difficult material.
  • Provide you with the direction and motivation to succeed.

Please note that corporate pricing may be different than those listed.